0001104659-14-006784.txt : 20140205 0001104659-14-006784.hdr.sgml : 20140205 20140205163812 ACCESSION NUMBER: 0001104659-14-006784 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAINSTREET BANKSHARES INC CENTRAL INDEX KEY: 0001094742 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541956616 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59415 FILM NUMBER: 14576591 BUSINESS ADDRESS: STREET 1: 1075 SPRUCE STREET CITY: MARTSINVILLE STATE: VA ZIP: 24112 BUSINESS PHONE: 276-632-7422 MAIL ADDRESS: STREET 1: 1075 SPRUCE STREET CITY: MARTSINVILLE STATE: VA ZIP: 24112 FORMER COMPANY: FORMER CONFORMED NAME: SMITH RIVER BANKSHARES INC DATE OF NAME CHANGE: 19990909 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TCF FINANCIAL CORP CENTRAL INDEX KEY: 0000814184 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 411591444 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 LAKE STREET EAST STREET 2: MAIL CODE EX-03-A CITY: WAYZATA STATE: MN ZIP: 55391-1693 BUSINESS PHONE: 952-745-2760 MAIL ADDRESS: STREET 1: 200 LAKE STREET EAST STREET 2: MAIL CODE EX-03-A CITY: WAYZATA STATE: MN ZIP: 55391-1693 SC 13G/A 1 a14-5069_1sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C.  20549

 

SCHEDULE 13G

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO §240.13d-2

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

(Amendment No. 1)

 

MainStreet Bankshares, Inc.


(Name of Issuer)

 

Common Stock, No Par Value


(Title of Class of Securities)

 

56063E 105


(CUSIP Number)

 

January 31, 2014


(Date of Event Which Requires Filing of this Statement)

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 


 

CUSIP No. 56063E 105

13G

 

 

 

1

Names of Reporting Persons

TCF Financial Corporation

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  o

 

(b)  o

3

SEC Use Only

 

 

4

Citizenship or Place of Organization

 

DE

 

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

5

Sole Voting Power

 

0

6

Shared Voting Power

 

0

7

Sole Dispositive Power

 

0

8

Shared Dispositive Power

 

0

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

 

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 

 

 

11

Percent of Class Represented by Amount in Row 9

0.0%

12

Type of Reporting Person (See Instructions)

BK

 

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Item 1(a).

Name of Issuer:

 

MainStreet Bankshares, Inc.

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

 

700 East Church Street, Suite 12

Martinsville, VA  24112

 

Item 2(a).

Name of Person Filing:

TCF Financial Corporation

 

Item 2(b).

Address of Principal Business Office or, if none, Residence:

 

200 Lake Street East

Wayzata, Minnesota 55391

 

Item 2(c).

Citizenship:

 

Delaware corporation

 

Item 2(d).

Title of Class of Securities:

Common Stock, No Par Value

 

Item 2(e).

CUSIP Number:

 

56063E 105

 

Item 3.    If this statement is filed pursuant to §§ 240.13d-1(b), or §§ 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act.

 

(b)

x

Bank as defined in section 3(a)(6) of the Act.

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act.

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940.

 

(e)

o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).

 

(f)

o

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act.

 

(j)

o

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).

 

(k)

o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:                                                                  

 

Page 3 of 4


 

Item 4.    Ownership.

(a)  Amount beneficially owned: 0 shares

(b)  Percent of class: 0.0%

(c)  Number of shares as to which such person has:

 

(i) Sole power to vote or to direct the vote: 0 shares

(ii) Shared power to vote or to direct the vote: 0 shares

(iii) Sole power to dispose or to direct the disposition of: 0 shares

(iv) Shared power to dispose or to direct the disposition of: 0 shares

Item 5.      Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

Item 6.      Ownership of More than Five Percent on Behalf of Another Person. N/A

Item 7.      Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.  N/A

Item 8.      Identification and Classification of Members of the Group.  N/A

Item 9.      Notice of Dissolution of Group.  N/A

Item 10.   Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

TCF FINANCIAL CORPORATION

 

 

 

February 3, 2014

 

(Date)

 


/s/ Joseph T. Green

 

(Signature)

 

Joseph T. Green, Senior Vice President, General Counsel and Secretary

 

(Name and Title)

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative.  If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference.  The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties for whom copies are to be sent.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

 

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